Securities & NASD Exam Prep
Programs
for Financial Service Professionals
Classroom.....On-Line.....or At Home
Are you preparing
for Securities Series 6, 7, 24, 26, or 63
Exam? The American School of Business can
help! We have a comprehensive selection of
Text Books, Classroom Training, Online
Learning, and Exam Preparation Software to
make sure you pass your NASD exam!
WE
CAN HELP YOU… Pass your
licensing exam | Build your
business | Boost customer
value
The American
School of Business is your source for
Securities Learning and Education. We have
helped many others just like yourself,
with our premium quality text books,
classroom training, and exam prep
software. Our Online
Interactive Courses and supplements ensure
your success. They are affordable and
include supplemental learning tools as
well as a massive databank of exam
questions at no extra cost to you.
Each year, The
American School of Business helps
thousands of securities, insurance and
real estate professionals build successful
careers in the financial services
industry.
Our many options
include classroom training, interactive
online programs, state of the art exam
preparation software, and printed
textbooks. As a result, you can choose
from a variety of formats depending on
your skill level, learning style, and
schedule.
Regardless of the
format you choose, you can be sure that
our courses are relevant, tested, and
designed to help you succeed. It is the
experience of our instructors and the
quality of our materials that make our
courses requested by name at some of the
largest firms in the world.
To learn more about any of our online
training options
CLICK HERE
See
below for more information about our NASD exam prep
courses
as
scheduled at our NJ
training centers!
Attention NJ Life Insurance Producers:
All Life
Insurance Producers in New Jersey who want
to sell variable products must obtain a
Variable Life Insurance Producers License.
To obtain this license you must pass the NASD series 6 exam and file your
registration number with the New Jersey
Department of Banking and Insurance.
These courses are also approved for
Continuing Education credits and can be
used to fulfill the electives portion of
your insurance continuing education
requirements.
Course Descriptions:
Series 6:
Investment Company Products / Variable
Contacts Limited Representative
To be registered as an
Investment Company/Variable Contract
Limited Representative with the NASD and
be qualified to sell investment company
securities and variable contracts, a
person must pass the Series 6 exam.
Topics
covered in our course and on the exam
include: Securities and Securities
Markets, Investment Companies, Prospectus
Regulations, Annuities and Variable
Contracts, Retirement Plans, Customer
Suitability, Rules and Regulations, Client
Accounts, Investment Recommendations, and
Brokerage Office Procedures.
SERIES 63 –
Uniform Securities Agent
Series 63 prepares
representatives for registration as a
uniform securities agent. Series 63 is
required in addition to the Series 6 to
qualify an individual to sell securities.
SERIES 7 – General Securities Representative:
To be
registered as a General Securities
Representative with the NASD and be
qualified to sell most types of
securities, a person must pass the Series
7 exam. The Series 7 exam is a six-hour,
250-question qualifications test.
Topics
covered in our course and the exam
include: U.S. government and money-market
securities, Equity securities, Debt
securities, Municipal securities, Options,
Margin, Underwriting, Trading securities
and settlement, Client accounts, Equity
products, Money markets, Government bonds,
DPPs, Investment companies, Variable
contracts, Retirement plans, Analysis,
Rules and regulations, Taxation, Exam and
review.
Our Exam Preparation System utilizes
textbooks and software which are designed
to help you study smarter ensuring success
on the exam.
COURSES
Days
HOURS
TUITION
Series 6
3 days 24
$249 Series 63
1 day
8 $99
Series 6 & 63 4 days
32
$329 Series 7
5 days
40 $495
Your tuition includes Classroom Instruction and our
one year guarantee of satisfaction.
Textbooks
and Exam Simulation Software should be
purchased directly from Kaplan Financial
by calling 1-800-824-8742.
When calling mention our Pre-Pay Account
#0ASBS0100 and receive a 30%
discount off your order. It is
recommended that you order your textbooks
in advance and allow sufficient time for
review prior to attending your first day
of class.
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